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Arbitration Court
at the Lower Silesian Chamber of Commerce in Wroc³aw
Arbitration Rules
Article 1. Introductory Provisions
1. The Arbitration Court at the Lower Silesian
Chamber of Commerce in Wroc³aw (called hereinafter the Arbitration
Court) is a standing arbitration body (court of conciliation) with
its seat in Wroc³aw. The Arbitration Court may apply the name: the
Arbitration Court at the Lower Silesian Chamber of Commerce in Wroc³aw
or an abbreviated name: SA DIG. The Arbitration Court uses round
stamp with a full name of the Arbitration Court.
2. The Arbitration Court is an organizational unit of the Lower
Silesian Chamber of Commerce in Wroc³aw. This is an independent
and unconstrained body in terms of conciliation (arbitration), legal
evaluations, awards, appointed to impartial and independent settling
the economic disputes as well as to proceed conciliatory proceedings
and to issue legal evaluations. Within the Arbitration Court some
expert sections might be established to look into homogeneous type
of matters, in particular to conduct disputes of the same type or
between specific groups of entrepreneurs.
3. The Proceedings at the Arbitration Court is subject to fees.
The system of fees and costs, the heights of respective charges
for arbitration, conciliation and legal evaluations as well as regulations
on incurring the costs and paying the fees are determined by Schedule
of Costs and Fees for The Arbitration Court’s Actions which is in
force for a claimant on the day of submitting the statement of claim,
motion for conciliation and or for a legal evaluation. Furthermore,
the bodies which reveal interest in permanent co-operation have
a possibility of drawing up an agreement with the Arbitration Court
basing on costs and fees rules differing from the ones specified
in the Schedule of Costs and Fees for The Arbitration Court’s Actions.
4. The Arbitration Court, officers holding the positions at the
Court, arbitrator, conciliators, experts, the Lower Silesian Chamber
of Commerce as well as its clerks do not bear any responsibility
for actions or desistance connected with the pending proceedings
at the Arbitration Court. The party which being aware of a fact
that law regulations, arbitration agreement regulations or these
Arbitration Rules provisions are not fulfilled or obeyed, still
participates in the proceedings at the Arbitration Court and does
not raise his/her objection promptly or – if a final deadline was
fixed – before the deadline expires, is assumed to waive his/her
right to object.
Article 2. Composition of the Arbitral Court
1. The bodies of the Arbitration
Court are: President, Deputy President, Presidium and Secretary.
The president and the two Deputy Presidents are appointed by the
Lower Silesian Chamber of Commerce Council upon the motion of the
Chamber Presidium. Upon the President’s motion the Arbitration Court
Presidium may appoint from one to three additional Deputy Presidents
and join them to the Presidium composition. The Lower Silesian Chamber
of Commerce Presidium appoints and dismisses the Secretary upon
the sole motion of the Arbitration Court President. After the composition
of the Arbitration Court Presidium is enlarged the Secretary might
be appointed and dismissed also by the Arbitration Court Presidium
upon the sole motion of the President. At least the President, two
of the Deputy Presidents and the Secretary shall have higher legal
education.
2. The presidents represents the Arbitration Court to the outer
bodies, manages the works of the Arbitration Court and undertakes
all necessary actions to proceed the Arbitration Court’s operations,
unless they are not reserved for the parties, arbitrators, conciliators,
experts, the Arbitration Court, the Presidium or the Secretary.
Pursuant to the rules established by the Arbitration Court Presidium
the Arbitration Court President may exempt the party from part of
the due fees except for the registration fee. The Arbitration Court
President may give his consent to and may raise his own initiative
to publish the arbitration awards entirely or partly by preserving
the parties’ anonymity. If the provisions of the Arbitration Rules
do not imply any other solution, each of the Deputy President is
entitled to perform any function as substitution for the Arbitration
Court President and obliged to fulfill all obligations put upon
him by the President or the Presidium.
3. The Arbitration Court Presidium composes of the President, the
Deputy Presidents and the Secretary. The Presidium passes the resolution
by majority of votes of the persons present at the session. In case
the number of votes is equal the vote of the Arbitration Court President
decides, and in case of his excused absence the vote of the Session
Chairman (Chairwoman) decides. Except for the other competence as
specified in these Arbitration Regulations the Presidium is in charge
of approving a report on the Arbitration Court’s operations and
financial activities, may pass new recruitment rules and acceptance
conditions for new arbitrators, conciliators and experts, may determine
conditions on which the Court President shall draw up agreements
with bodies willing to set up permanent co-operation with the Arbitration
Court, may establish experts sections to look into homogeneous type
of matters and their operational rules. Furthermore, the Presidium
may pass conditions and rules for withdrawal from the proceedings
as determined in the Arbitration Rules and from the fees and costs
as determined in the Schedule of Costs and Fees for The Arbitration
Court’s Actions by means of among the others introducing electronic
communication. Finally, the Presidium may set up organizational
regulations of the Arbitration Court’s inner regular and may cope
with issues and matters which are not assigned to particular persons
or bodies of the Arbitration Court.
4. The Secretary organizes and manages the day-to-day work of the
Arbitration Court Secretary’s Office. The Secretary elaborates a
report on the Arbitration Court’s operations and financial activities;
next, he/ she is in charge of all tasks specified for a Secretary
in these Arbitration Rules as well as the tasks given upon him/her
by the Arbitration Court President. Among the others the Secretary
is responsible for keeping the final deadlines, for proper delivery
of any letters and motions, office-oriented and technical services,
appointing the minutes recording clerks, charging fees and dealing
with advance payments, giving instructions and clarification to
potentially interested parties before the proceedings commencement,
filing all the certificates, files and records and any other documents.
The Arbitration Court Secretary keeps filing the certificates, files
and records in the archives for a period of twenty (20) years since
a dispute is settled. Afterwards the archives could be destroyed.
The parties are entitled to have a copy or a transcript of each
file or a document at their own expenses and - if the Court President
consents to - have right to look through all the files of a given
dispute under the Secretary’s supervision.
Article 3. Arbitrators list, conciliators list and experts list
1. To facilitate for the interested
parties the choice of arbitrators, conciliators and experts the
Arbitration Court runs a list of people with appropriate qualifications
and recommendations of institutions or a social group who agreed
to be signed in to the list. The list of arbitrators, conciliators
and experts is not binding for the parties. The Arbitration Court
Presidium decides on signing a new person in and his/her removal.
2. The President and the Deputy President of the Arbitration Court
as soon as they are appointed may be signed in to the arbitrators
list, conciliators list and experts list. The Arbitration Court
Secretary might be signed in to the arbitrators list, conciliators
list and experts list according to general rules.
3. Signing in a new arbitrator, conciliator or an expert is conducted
jointly with drawing up a contract with the person in which he /she
obliges not to adopt a given function in case of circumstances that
may lead to justified doubts referring to his/her impartiality or
independence or obliges himself/herself to disclose these circumstances
to the parties immediately, or to resign from adopting the function
in case reasons for excluding an arbitrator, a conciliator or an
expert occur in a given dispute, furthermore, he/she obliges himself/herself
not to reveal any knowledge or information that he/she got familiar
with while conducting the function, likewise, to fulfill his obligations
most carefully and promptly. Conciliators and experts are subject
to excluding from their actions according to the same rules as arbitrators.
4. The arbitrators may act as judges of conciliation in other conciliation
courts, including foreign courts, both these functioning permanently
and ad hoc as long as it does not collide with their obligation
in the Arbitration Court. The arbitrators are obliged to notify
irrevocable the Secretary about entrusting them with a position
of conciliators or judges of conciliation.
Article 4. Competence of the Arbitral Court
1. The Arbitration Court at the
Lower Silesian Chamber of Commerce in Wroc³aw is competent if the
parties according to the Arbitration Rules made their economic dispute
subject to the Court’s settlement, while the dispute arouse or may
arise from a specific legal relation, or the parties made a given
object connected with an economic dispute subject to the Court’s
settlement. An arbitration agreement (written arbitration agreement)
may be concluded as an arbitrary clause or a separate agreement
concluded also as a result of non-contradiction to the claimant’s
declaration about the Arbitration Court’s competence in a submitted
reply to the statement of claim. An example of an arbitration agreement
is such an utterance: ‘All disputes - not excluding the disputes
not arising out of the agreement – which ensued or might ensue from
the agreement or are connected with its conclusion and execution
as well as ensuing from other legal acts which are integral part
of the main agreement are on the basis of the parties’ decision
subject to the jurisdiction of the Arbitration Court at the Lower
Silesian Chamber of Commerce in Wroc³aw, pursuant to the material
Arbitration Rules.’ The Bench of Arbitrators adjudicates on the
Arbitration Court’s competence, on existence, validity and range
of the arbitration agreement, unless provisions of point no. 2 are
applicable.
2. If the Arbitration Court receives
a statement of claim including claims applicable for jurisdiction
of this Arbitration Court pursuant to a mutual agreement of the
parties and pursuant to binding law provisions, but the claims according
to the Arbitration Rules are subject beyond the competence of the
Arbitration Court, or if the arbitration agreement anticipates significant
defections of and departures from the Arbitration Rules provisions,
the Arbitration Court’s President may - before the Bench of Arbitrators
is set up – make a resolution of not admitting the claim for jurisdiction.
However, even if such a resolution is not made and regardless of
it the Bench of Arbitrators may adjudicate on the competence of
the Arbitration Court on one of the parties’ application or ex officio
in a form of a sentence. When the Arbitration Court is stated incompetent
in a sentence, the Bench of Arbitrators dismisses the statement
of claim.
3. The plea of incompetence against
the Arbitration Court may be raised at latest when replying to the
statement of claim or within two weeks since the claim is submitted
in proceedings before the Bench of Arbitrators under the clause
of losing the plea. In case there are significant reasons the Bench
of Arbitrators may adjudicate the plea of incompetence against the
Arbitration Court raised also in later period, if the delay shall
be considered justified.
4. The Arbitration Court at the
Lower Silesian Chamber of Commerce in Wroc³aw is also competent
regardless of the fact whether the arbitration agreement exists
(written arbitration agreement) in case the motion to issue a legal
evaluation is submitted together with a required payment according
to the Schedule of Costs and Fees, and also in case there is no
arbitration agreement in all economic disputes where at last one
party turns to the Arbitration Court together with appropriately
paid, according to the Schedule of Costs and Fees, claim for conciliation
proceedings commencement (conciliatory proceedings).
Article 5. Bench of Arbitrators of the Arbitral Court
1. The Bench of Arbitrators of the Arbitral Court composes of three
(3) arbitrators. But for disputes of value under 100 000 PLN only
one (1) arbitrator is assigned from the arbitrators list. An arbitrator
may not be a conciliator or an expert who previously participated
in the conciliatory proceedings or proceedings for issuing a legal
provision.
2. In case no arbitrator(-s) is assigned by the claimant in the
statement of claim neither by a defendant within a week since he/she
is called by the Secretary, or the parties had not appointed one
arbitrator before commencing the proceedings at all at the Arbitration
Court, then the arbitrator is chosen from the arbitrators list by
the Arbitration Court President for the party (parties). When a
few people are at the claimant’s side or at the defendant’s side,
these people appoint an arbitrator(-s) jointly (commonly) with respect
to the deadlines as given above. The party appointing an arbitrator
out of the arbitrators list is obliged to disclose not only a name,
a family name, an address of this arbitrator, but also his/her profession,
professional specialization, telephone and facsimile number as well
as e-mail address, otherwise the appointing is null and void.
3. A super-arbitrator (a president of the Bench of Arbitrators)
is chosen by the arbitrators from the arbitrators list. In case
of failing to notify the Secretary about choosing the super-arbitrator
within a week since a call is made, the super-arbitrator is chosen
by the Arbitration Court President from the arbitrators list.
4. If a party appointing an arbitrator for the first time fails
to appoint a substitute arbitrator in case the arbitrator resigns
from the function, in case of his/her death, in case the appointing
is invalid, the arbitrator is excluded or withdrawn or any other
cause emerges which prevents him/her from fulfilling the function,
then a substitute arbitrator is pointed for the party by the Arbitration
Court President from the arbitrators list.
Article 6. Arbitrators
1. After an arbitrator is appointed out of the arbitrators list
an agreement is concluded with him/her in which he/she obliges him-/herself
to disclose to the parties immediately such circumstances which
could rise reasonable doubts referring to his impartiality or independence;
he/she obliges him-/herself to resign if there is a reason for excluding
an arbitrator, finally, he/she obliges him-/herself to fulfill his
duties properly and dutifully. When the arbitrator refuses to sing
an agreement or in case the agreement is not signed within a week
since the arbitrator is called to by the Arbitration Court Secretary
and in case of failing to make the advance payment towards the arbitrator’s
expenses if the arbitrator’s domicile is outside the seat town of
the Arbitration Court, the appointing of the arbitrator is deemed
to be ineffective.
2. In case of reasonable doubts referring to the impartiality or
independence of the arbitrator or when it turns out he/she does
not have qualifications as required in the agreement, any party
may demand to exclude such an arbitrator within a week since the
art learned about appointing the arbitrator or since a reason for
excluding emerged. A demand to exclude an arbitrator shall point
to reasons for excluding, shall include evidence that confirm existence
of the reasons and point to a date when an information about the
reasons was first obtained, next, it shall contain justification
of the demand and finally shall be sent to the remaining arbitrators,
the opposing party and to the Arbitration Court Presidium. If an
arbitrator does not resign within a week since he/she receives the
demand, he/she shall pass his/her opinion in the matter to the Arbitration
Court Presidium which in turn may make a resolution approving or
dismissing the demand to exclude the arbitrator.
3. An arbitrator may be dismissed at any time by a mutual and joint
declaration of the parties given in writing. An arbitrator may be
dismissed by the Arbitration Court Presidium on application of a
party or of another arbitrator when it is stated in a form of a
resolution that this arbitrator does not fulfill his/her responsibilities
appropriately, moreover, in extraordinary situations the Arbitration
Court Presidium may also make such a resolution ex officio.
4. Fee of an arbitrator and rules of refunding the expenses incurred
in connection with performing the arbitrators’ function are specified
in an agreement drawn up with the arbitrator. If the Bench of the
Arbitrators does not pass a sentence including a justification within
four months since the day the Bench of the Arbitrators was established,
or - when a court trial was commenced within this period - within
three weeks since the trial was completed, or within a prolonged
period by not more than further three weeks by the Arbitration Court
Secretary on application of a sole arbitrator or a super-arbitrator,
the Arbitration Court President may by a resolution diminish respectively
the fee or even deprive the arbitrator or all the arbitrators the
right to receive the fee unless a reason for a delay shall be deemed
justified. Such a competence is given to the Arbitration Court President
in any other case when gross violation of the arbitrator’s duties
takes place. Each of the arbitrators may submit to the Arbitration
Court President explanation and excuses for delays and reasons for
exceed the time limit or omission or violation of other arbitrator’s
responsibilities.
Article 7. Place of the Arbitration and Language of the Arbitration
1. If the parties failed to
point in the arbitration agreement to one place, including its full
address in a capital city of any voivodeship of the Republic of
Poland, or if the claimant failed to pay the advance payment within
a week forward the arbitrator (arbitrators) expenses connected with
a necessary trip and/or a stay in a hotel, the place of the Arbitration
is the seat of the Arbitration Court, unless the Bench of the Arbitrators
shall decide otherwise due to the subject of the proceedings, factual
circumstances of the dispute and convenience of the parties.
2. The parties may in the arbitration
agreement, however not later than before the Bench of the Arbitrators
is established, choose that a language or languages of the proceedings
shall be Polish, English, French, German or Russian. In case no
such choice is made or if the claimant fails to pay the advance
payment within a week forward the translations’ costs, the proceedings
is maintained in Polish unless the Bench of the Arbitrators allows
also another language additionally.
3. The pleadings of the parties
and of other participants written in foreign languages are necessarily
to be translated into the language of the proceedings and into Polish
if this is not the language of the proceedings. This provision is
also applicable to the arbitral letters of the Arbitration Court
bodies and of the Bench of the Arbitrators, minutes of the sessions
and the verdicts of the Arbitration Court bodies and of the Bench
of the Arbitrators. Advance payment for the sake of the translations
is charged from the claimant. In case the further advance payment
- for further expenses connected with translations - is not paid
within a week the issue is suspended, next it is discontinued if
the proceedings is not resumed by means of paying in the advance
payment within three months since the proceeding was suspended.
4. The Arbitration Court President
appoints translators and interpreters; on application of the parties
the Bench of the Arbitrators may also change or add other translators
and interpreters to the same proceedings. The costs of the translators’
and interpreters’ participation in the proceedings as well as cost
of the documents translation are incurred by the parties according
to rules which are determined on the basis of the Arbitration Rules
by the Bench of the Arbitrators, and if the Bench of the Arbitrators
is not established – by the Arbitration Court President.
Article 8. Written notifications
1. In the course of the proceedings the parties are obliged to submit
to each other and to remaining participants of the proceedings all
letters and pleading sent to the Arbitration Court referring to
the dispute together with any enclosures. Furthermore, the parties
are obliged to attach to the pleadings and letters evidence that
the above mentioned duty was fulfilled otherwise it is possible
the Bench of the Arbitrators may declare submission of a given pleading
or a letter to the Arbitration Court is invalid. If the Bench of
the Arbitrators deems such a default as a justified, it may regardless
of the proceedings result charge the party who neglected his/her
duties with the proceedings costs.
2. Pleadings of the parties, letters of arbitration, verdicts of
the Court and all written notifications are deemed to be delivered
if handed in to the addressee personally or delivered to his headquarter
or a place of his/her ordinary residence or to a mailing address
pointed out by him/her beforehand.
3. If the addresses is an entrepreneur registered in the regular
court register of the entrepreneurs, other public register or record,
a letter is deemed to be delivered when it reaches the address as
shown in the register or the record unless the party disclosed another
mailing address for notifications. If none of the places as given
in point 2 and 3 cannot be found regardless of the effort and due
diligence, the submission of written notification is deemed effective
as made on the last day of a period in which the notification could
have been received by the addressee at the last known place of the
headquarter or at the last known place of the ordinary residence.
4. On application of a party or of the Bench of the Arbitrators
and with the party’s consent delivery of a letter in any way lending
credence to effectiveness of the delivery. It is not applicable
to delivery of the Arbitration Court’s verdicts and judgments.
Article 9. Date of commencement
1. Commencement of the arbitration
proceeding takes place by means of submitting the statement of claim
and by paying in the registration fee as specified in the Schedule
of Costs and Fees for The Arbitration Court’s Actions. The statement
of claim as well as all its enclosures are submitted to the Arbitration
Court in the language of the proceeding. If the language of the
proceeding is not Polish the statement of claim as well as its enclosures
are submitted together with sworn translation into Polish. In any
case statement of claim as well as its enclosures are submitted
in a required number of copies: for each of the defendant (respectively
also co-defendants), one for main archives, one for each of the
arbitrators. In case the verdict of the Arbitration Court may have
expanded legal validity, the claimant shall include in the statement
of claim also evidence of notifications the third parties whom might
be concerned by the verdict of the Arbitration Court; when it is
impossible to establish their domicile or headquarter, the claimant
shall include evidence of announcing publicly the fact of submitting
the statement of claim. Such public announcing may also be administered
by the Bench of the Arbitrators during the proceedings. Third parties
may join the proceeding at either side, however, the parties at
the side of the claimant shall obtain status of a party in the proceedings
after paying in the due sums according to the Schedule of Costs
and Fees. In case the verdict of the Arbitration Court is overruled,
resuming of the proceeding in the same matter takes places upon
the application of the claimant to which the provisions for a statement
of claim are applicable respectively. After resuming the proceedings
the composition of the Bench of the Arbitrators differs. The provisions
for a statement of claim shall be applicable to all pleadings of
the parties and letters of arbitration.
2. Statement of claim shall include
at least: - the name of the Arbitration Court and appointing the
arbitration agreement, - original of or confirmed by a professional
proxy or by a party text of a contract including the arbitration
agreement (written arbitration agreement), - estimation of the dispute
subject value in financial disputes, - names of the parties in the
proceedings, their addresses, in case of entrepreneur: copies of
the national register extracts or another public register or record
extract; also if possible NIP (tax identification number), REGON
(statistical number) and KRS (national register extract) of the
claimant, - the claim description including justification, extensive
evidence confirming the material circumstances and supporting the
claim, - justification of the Arbitration Court competence, - power
of attorney in case a proxy is appointed including documents confirming
appointment of the proxy, - the party’s signature or the proxy’s
signature, - evidence of incurring the registration fee, confirmed
either by a party or by a proxy, in height as specified in the Schedule.
3. The claimant in the statement
of claim is obliged to describe all thesis and evidence to support
the claim otherwise he/she will loose the right to refer to them
in the course of the proceedings unless he/she proves it was impossible
to include them in the statement of claim or that the reason to
refer to them emerged later, however, not later than within a week
since the day the reason for impossibility terminates or since the
day the reason for referring to it arose. The claimant shall attach
to the statement of claim a copy of a complaint letter or a copy
of summon to fulfill the performance voluntarily as well as declarations
on the defendant’s opinion in the matter, furthermore, information
and copies of letters confirming attempts made by the parties to
settle the dispute by means of mediation or conciliation negotiations.
Regardless of the verdict the Bench of the Arbitrators may charge
with the proceedings costs entirely or partly this party who by
abandoning the above mentioned actions contributed to commencing
unnecessary arbitration proceedings or to faulty estimation of the
claim. In case before the arbitration proceedings commencing the
parties are to appoint jointly an arbitrator (arbitrators), the
claimant shall attach to the statement of claim evidence confirming
attempts to appoint an arbitrator (arbitrators) with the defendant
and a statement on the attempts’ result.
4. The statement of claim may
appoint an arbitrator (arbitrators) chosen by the party, may include
an application to settle the dispute by the sole arbitrator or an
application to have an arbitrator appointed by the Arbitration Court
President; likewise, an application to protect the claim, to commence
the trial and conclusions aiming to the trial preparation.
Article 10. Supplementing a claim filed to the Arbitral Court
1. After the statement of claim
is submitted the Secretary or a person empowered by him/ her appoints
a gives a reference number and calls for the claimant so that he
could within a period he had appointed, not shorter than a week,
pay in all required payments (and – in case it is necessary – pay
in the advance payments towards the future expenses), and the Secretary
informs about the height of the required payments and possible about
the need to supplement the claim if it does not meet the requirements
as in Article 9 of the Arbitration Regulations. After the reference
number is assigned to the claim the parties as well as the other
participants are obliged to refer to the number in the letterhead
of all letters to the Arbitration Court and in letters sent mutually.
2. In case the payments as specified
in point 1. are not fully paid in on time or in case other defaults
of the statement of claim are not cured on time, the issue is self-suspended,
and then remitted – if the proceeding is not resumed within three
months since the day it was suspended. Paying in full due fees or
the remaining parts of them in the period of suspension is deemed
to resuming the proceedings as on the date of making the first payment.
Paying in when the proceeding is remitted is deemed to be commencement
of a new proceeding which is subject to payments pursuant to general
rules without a possibility of accepting in advance the previously
paid in sums.
3. The height of fees and other
payments are specified in the Schedule of Costs and Fees for The
Arbitration Court’s Actions binding as on the day the arbitrary
proceeding is commenced. Dividing the claims enforced before the
Arbitration Court is inadmissible. The Bench of the Arbitrators
– in case of reasonable doubts - may estimate a real value of the
subject under dispute. The provisions of the previous points are
applicable respectively.
4. Withdrawal of the claim is
possible without waiving the claim is effective only after the opposing
party’s consent or when it happened before sending a statement of
claim to the opposing party.
Article 11. Reply to the statement of claim
1. After the statement of claim
is submitted the Secretary or a person empowered by him/ her calls
for the claimant so that he could within a period he had appointed,
not shorter than a week, appoint an arbitrator (arbitrators) if
the dispute is not a subject to be investigated by the sole arbitrator.
The Secretary attaches to the written call a copy of the Arbitration
Rules and a non-binding list of arbitrators or he/she informs that
the list is accessible at the seat of the Arbitration Court or on-line.
2. The defendant may submit a
reply to the statement of claim within three weeks since receiving
the written call from the Secretary of the Arbitration Court. The
Secretary attaches to the written call a copy of the statement of
claim and of all the enclosures. in the call the Secretary informs
the defendant about the Bench of the Arbitrators. Lack of the reply
to the statement of claim does not withhold the further proceedings.
3. In the reply to the statement
of claim the defendant is obliged to list all thesis and pleas and
give all evidence to support them under the clause of losing the
right to refer to them in the course of the proceeding unless the
defendant proves that referring to them directly in the reply to
the statement of claim was impossible or that the reason to refer
to them emerged later, however, not later than within a week since
the day the reason for impossibility terminates or since the day
the reason for referring to it arose. Respective provisions referring
to the statement of claim are also applicable to the reply to the
statement of claim.
4. At latest in the reply to
the statement of claim the defendant may institute reciprocal claim
or raise a plea of compensation if the claim and the plea are subject
to the same Arbitration Court competence and under the condition
the registration fee is paid in. The proportional payment or constant
payment the defendant pays in when called by the Secretary to supplement
defects in forms of his/her claim according to the same rules as
anticipated for a claim. At latest in the reply to the statement
of claim the defendant may rise a motion to call for a third person
to the proceedings if a verdict in the proceeding may impact his/her
recourse claims or indemnity claims toward the third person. The
motion shall meet all the requirements as specified for a claim
and it shall be covered with a proper fee according to the Schedule
of Costs and Fees for the Arbitration Court’s Actions. After the
motion is paid in the Secretary hands it to the third person with
a call to declare within a given period of time, not shorter than
a week, whether he/she joins the dispute as an indirect intervener.
The indirect intervener receives copies of all letters, may submit
his/her declarations and explanations in the course of the proceeding,
however he/she does not become a party and the verdict not does
not refer directly to his/her rights and obligations.
Article 12. Arbitral Proceedings
1. The parties have a possibility
of presenting before the Arbitration Court both in the field of
factual and legal aspects all these issues and matters they consider
to be appropriate to protect their rights according to the rule
of full equality of rights. The Bench of Arbitrators at the Arbitration
Court decides about the corollaries basing on its own recognition.
The Bench may hear the witnesses’ confession and experts on one’s
own initiative, the Bench may demand additional explanations from
the parties, materials and evidence. Moreover, the Bench has a right
to all other acts which it considers significant and expedient to
settle the dispute. The Bench is free to decide whether to proceed
to a trial in order to let the parties present their thesis or evidence
to protect them, or whether the proceedings shall be carried out
on the basis of documents and the remaining letters, without commencing
a trial.
2. The Bench of Arbitrators decides
whether the proceeding is of a written character or whether it is
expedient to proceed to a trial. In case the dispute is investigate
at the trial the Arbitration Court shall prepare the trial in such
a manner so that it could be completed within one session. The date
and the place of the trial is appointed by the Arbitration Court
in a manner which enables participation of the parties and enables
hearing the evidence. The Secretary or a person empowered by him/
her notifies about the date and the place of the trial. Absence
of the parties does not suspend the trial. The Arbitration Court
is however obliged to explain comprehensively all the circumstances
necessary to settle the dispute. If the Bench of Arbitrators decides
the subject of the dispute is explained to settlement the chairman
of the Bench, the super-arbitrator, or the sole arbitrator adjudicating
individually closes the proceeding. The closed proceeding might
be resumed on reasonable application of the party or ex officio.
3. Sessions of the Arbitration
Court are not public. The sessions might be however heard by the
President, the Deputy President, the recording clerk and the Secretary
of the Arbitration Court. The course of the session is recorded
in the protocol. The protocol is signed by the super-arbitrator
or the sole arbitrator adjudicating individually as well as the
recording clerk. The sessions is recorded in writing by the Secretary
or a person assigned by him/ her to. The sessions is administered
by the chairman of the Bench of Arbitrators. The chairman in the
multi-member Bench of Arbitrators may individually issue verdicts
on the procedural issues, however, in the substantive issues may
assign a person to report it – the person except for reporting is
responsible for preparing a project of the verdict justification
for the Bench of Arbitrators.
4. Any pleas referring to the
procedure before the Arbitration Court the parties should raise
in writing under the clause of losing them and within a week since
the parties learned about them or since the day on which they could
have recognized a basis for a plea under the condition due diligence
was obeyed.
Article 13. Award by consent and arbitration awards and their execution
1. In any phase of the proceedings before the
Arbitration Court the parties may reach award by consent. The
chairman of the Bench may persuade the parties to reach the award
by consent, may also if both of the parties agree send the dispute
for the conciliatory proceeding. In case the award by consent
is reached the Arbitration Court may make it content of its verdict
in a shape of a sentence.
2. An arbitrator is independent. He/she fulfills
the function in an impartial manner and according to his/her best
knowledge and conscience. An arbitrator does not represent the
interests of any of the parties, he/she is not bound with the
civil proceedings code provisions and may adjudicate on the basis
of general law rules as well as justice principles (ex boni et
aequi). Verdicts of the Arbitration Court may not violate rules
of the lawfulness binding in the Republic of Poland. In all disputes
the arbitrators take into account the content of agreement that
the parties have with one another and traditions of the economic
trading. In case serious doubts appear connected with material
law aspects and procedure law aspects the Bench of Arbitrator
may in any phase of the proceedings turn to the Arbitration Court
Presidium in writing for their evaluation.
3. Verdicts of the Arbitration Court are issued
in writing. The Bench of the Arbitrators issues a judgment after
closed debate in which the recording clerk may participate. In
justified cases the Arbitration Court may issue an initial judgment.
The content of the Arbitration Court’s judgment shall meet the
formal requirements as specified in the civil proceedings code
which are to be respectively applicable also to other verdicts
of the Arbitration Court. Furthermore, a judgment shall include
a statement about the costs of the proceedings, and as far as
deciding about the cots is concerned the arbitrators may in an
auxiliary manner apply the rules anticipated in the procedure
binding in Polish state courts. The Arbitration Court may also
adjudicate refund of costs connected with appearance of the opposing
party, costs and expenses of the expert and translator, one assistant,
costs of their stays in hotels, transport, and other necessary
costs. Bearing in mind the kind and character of the dispute,
amount of the proxy’s work and his contribution to the dispute
settlement, the Arbitration Court may also adjudicate an appropriate
sum as a costs refund for the arbitration replacement, even if
the proxy does not raise a claim for the costs refund according
to applicable standards or fails to submit lists of costs. Verdicts
of the Arbitration Court are stamped. The Arbitration Court’s
judgment including justification are delivered to the parties
ex officio. The judgment is binding for the parties and final.
There is no appealing measure. The common law provision decide
if the judgment is binding also for the third parties who are
not parties in the proceedings before the Arbitration Court.
4. If a party does not enforce the Arbitration
Court’s verdict voluntarily, the Arbitration Court’s President
may on application of the opposing party order to give this fact
public notice including giving the notice about it on-line disclosing
full name (Christian name and family name) of the party, its seat
(domicile) as well as names and family names of the management
board members or a managing director, and in particular send the
information to other self-chosen conciliatory courts, economic
chambers and similar institutions. An application to use this
means is subject to fee and may be submitted to the Arbitration
Court only after two months since receiving of the verdict. About
the fact such an application was submitted the opposing party
is notified by the Secretary or a person assigned by him/ her,
simultaneously a call for voluntary enforcing the Arbitration
Court’s verdict and for presenting evidence confirming this is
attached to it. The President makes the decision whether to apply
the sanction within a month from the day the party was called
by the Secretary. In case of bodies connected with the Arbitration
Court by means of a mutual co-operation agreement the President
may give a notice to preferences anticipated for the bodies or
even renounce the agreement. In case of the bodies who are members
of the Lower Silesian Chamber of Commerce in Wroc³aw the President
may except for giving a notice to preferences approach the authorities
of the Chamber with a motion to apply organizational sanctions
as specified in the statutes of the Lower Silesian Chamber of
Commerce. The above described sanctions might be applied jointly.
Article 14. Conciliation
1. Commencing the conciliatory proceedings
takes place by means of submitting the motion for conciliation,
covered with a payment as specified in the Schedule. In the aspects
not differently governed the provisions of the Arbitration Rules
applicable for claims and arbitration proceedings apply respectively
also to the motion for conciliation and to the conciliatory proceeding,
but the competence of the Bench of Arbitrators, including competence
for verifying the value of the subject under dispute, is taken
over by the Arbitration Court’s Secretary. A motion for conciliation
and the enclosure shall include at least: - names of the parties
in the proceedings, their addresses, in case of entrepreneur:
copies of the national register extracts or another public register
or record extract; also if possible NIP (tax identification number),
REGON (statistical number) and KRS (national register extract)
of the proposer of the motion, - brief description of the factual
situation and short presentation of the dispute, - defining effects
that emerged in connection with the dispute at the side of the
proposer of the motion, - proposal of the dispute settlement,
- pointing to the scope of possible concessions, - description
of the actions undertaken so far and aiming to settle the dispute,
- estimating the value of the subject under dispute in case of
material disputes, - appointing a conciliator from the list or
a motion to appoint him / her by the Arbitration Court’s President,
- power of attorney if a proxy was appointed together with documents
confirming the scope of empowerment, - signatures of the party
or his/her empowered proxy, - evidence of incurring the registration
fee, confirmed either by a party or by a proxy, in height as specified
in the Schedule. - a list of enclosures
2. The conciliatory proceedings is conducted
by the sole conciliator. An expert who took part previously in
issuing a legal evaluation on the matter may not be a conciliator.
If the proposer (proposers) of the motion fails to appoint a conciliator
from the list in the motion for conciliation proceeding commencement,
then the Arbitration Court’s President appoint a conciliator from
the list. The procedure letters in the conciliatory proceedings
are submitted to the Arbitration Court in at least three copies.
The party is not obliged to deliver the letters to the opposing
party unless the motion for conciliation was submitted by both
of the parties. A conciliator undertakes all actions aiming to
conciliatory settlement of the dispute or aiming to determine
the reason for denial to conclude award by contest within three
months since the day the proceeding was commenced. This period
may only be prolonged on application of the proposer (proposers)
of the motion. The conciliator may turn to the proposer and the
opposing party indirectly or by mediation of the Arbitration Court’s
Secretary. The conciliator may in any phase of the proceedings
demand from the proposer (proposers) additional information and
appropriate documents. The conciliator elaborates a project of
the award by consent and the arbitration agreement if the parties
were not previously bound by any.
3. The award by consent is signed by the parties
and the conciliator. The award of consent reached in the conciliatory
proceedings requires to be fully forceful approval of the Arbitration
Court if the parties did not have any arbitration agreement between
one another before, they concluded it during this conciliatory
proceeding, but after its concluding the party who started the
conciliatory proceeding or the opposing party commence the arbitration
proceeding in order to approve reaching the award of consent.
While it is approved the conciliatory proceeding is completed.
If the conciliatory proceeding was commenced during the arbitration
proceeding, then the Arbitration Court approves the reached award
of consent with a verdict, and the conciliatory proceeding gets
suspended. When the award of consent is not reached within three
months since the day the conciliatory proceeding was commenced
or possible within the prolonged period of time with a written
consent of the parties the conciliatory proceeding is remitted.
The conciliator confirms it in a resolution defining the undertaken
actions and the reasons why the award of consent was not successfully
reached. The archives connected with the conciliatory proceeding
are filed by the Arbitration Court according to the same provisions
as applicable in the arbitration proceedings.
4. Nothing that was said, done, written in
order to reach consent can in any manner expose the parties’ rights
to danger in a subsequent proceeding before the Arbitration Court
or a state court. Any declarations, statements, proposals of the
parties submitted or disclosed in the course of the conciliatory
proceedings in connection with a possibility of conciliatory settlement
of the dispute, cannot be referred to and taken into account in
the arbitration proceedings unless the parties decide so. The
conciliator cannot be appointed to the function of an arbitrator
both by a party and the parties who persuaded to reconciliation,
furthermore, he/she cannot be appointed for the post of an arbitrator
by the Arbitration Court’s President in arbitration proceedings
between the two parties. In such a dispute he/she may not take
a role of a super-arbitrator, either. Archives of the conciliatory
proceedings are stored by the Arbitration Court according to the
rules applicable for the arbitration proceedings.
Article 15. Issuing legal evaluations
1. In economic issues, in particular in case
of commercial contracts and agreements, in which the parties anticipate
a possibility of estimating the subject of agreements, the manner
and quality of execution, place of fulfilling the performance
or height of the due sums to be paid by an independent third party
or an institution (an expert), a legal evaluation of the Arbitration
Court might be made elaborated and beneficial. The legal evaluation
might be taken advantage also by the Bench of the Arbitrators
in the course of the arbitration proceedings.
2. Commencing the proceedings aiming to issue
a legal evaluation takes place by means of submitting the motion
of one or both of the parties, covered with a payment as specified
in the Schedule. In the aspects not differently governed the provisions
of the Arbitration Rules applicable for statements of claims and
the arbitration proceedings apply respectively also to the motion
for issuing legal evaluation, but the competence of the Bench
of Arbitrators, including competence for verifying the value of
the subject under dispute, is taken over by the Arbitration Court’s
Secretary. A motion for issuing legal evaluation together with
the enclosure shall include at least: - names of the parties in
the proceedings, their addresses, in case of entrepreneur: copies
of the national register extracts or another public register or
record extract; also if possible NIP (tax identification number),
REGON (statistical number) and KRS (national register extract)
of the proposer of the motion, - brief description of the factual
situation and short presentation of the situation subject to the
legal evaluation, - question (question) that the legal evaluation
is supposed to answer, - estimating the value of the matter subject
to the legal evaluation in case of material disputes, and if there
is no dispute - estimation of the value in case a dispute might
emerge in connection with a legal problem given for the legal
evaluation, - appointing an expert (experts) from the list or
a motion to appoint him / her by the Arbitration Court’s President,
- power of attorney if a proxy was appointed together with documents
confirming the scope of empowerment, - signatures of the party
or his/her empowered proxy, - evidence of incurring the registration
fee, confirmed either by a party or by a proxy, in height as specified
in the Schedule, - all necessary documents, expertise, data which
are essential for issuing the legal evaluation, - a list of enclosures
attached to.
3. If the proposer of the motion does not appoint
an expert (experts) from the list in his/her motion for a legal
evaluation and the number of the experts is not established, then
a sole expert from the list is appointed by the Arbitration Court
President. A person who participated earlier in the proceeding
as a conciliator or an arbitrator may not become an expert. Letters
in the proceeding for a legal evaluation issuing are submitted
to the Arbitration Court – if the legal opinion is going to be
issued by a sole expert – in at least three copies. The party
is not obliged to deliver these letters to the opposing party
unless both of the parties submitted a motion for a legal evaluation.
The expert may turn to the proposer of the motion and the opposing
party, if he/she is not at the same time a proposer, directly
or by mediation of the Arbitration Court’s Secretary. The expert
may in any phase of the proceeding demand from the proposer of
the motion additional information and appropriate documents. The
expert issues the legal evaluation promptly after all default
in formal aspects are supplemented and cured. The deadline for
issuing the legal evaluation gets prolonged respectively if the
motion for a legal evaluation was incomplete and in case in later
date the reason for supplementing the materials, documents, data,
information, which are basis for the legal evaluation issuing,
arose. The legal evaluation elaborated in the material proceeding
is issued in writing in three copies and is delivered to the proposer
of the motion after all the due payments and fees are made as
specified in the Schedule.
4. In case it is impossible to issue a legal
evaluation or in case a dispute arises in connection with it between
the parties they may commence the conciliation proceeding or arbitration
proceeding pursuant to the general rules as specified in the Arbitration
Rules hereof. The archives connected with the proceeding for issuing
a legal evaluation are filed by the Arbitration Court according
to the same provisions as applicable in the arbitration proceedings.
Arbitration Tribunal fees
1. Acts performed by the Arbitration Tribunal
at the Lower Silesian Chamber of Commerce are subject to fees
and deposits for expenses. If no fee has been specified for a
particular act, a fee for a similar act shall be charged.
2. The following fees shall be charged for acts
performed by the Arbitration Tribunal: registration fee, proportional
fee, fixed fee and administrative fee. Fees in expertise proceedings
and fees for expert opinions issued in arbitration and mediation
proceedings shall be increased by VAT at the applicable rate.
Fees and deposits for expenses shall be paid into the bank account
of the Arbitration Tribunal.
3. A registration fee shall be
charged upon commencement of arbitration proceedings in an amount
of 1% of the value of claim, but no less than PLN 800.00, upon
commencement of mediation proceedings in an amount of 0.5% of
the value of claim, but no less than PLN 400.00, and upon commencement
of expertise proceedings in an amount of PLN 0.5% of the value
of claim, but no less than PLN 400.00. Members of the Lower Silesian
Chamber of Commerce in Wroclaw shall be exempt from 50% of the
registration fee upon production of proof of their membership.
No registration fee shall be charged upon commencement of arbitration
proceedings whose purpose is to approve a settlement concluded
in mediation proceedings, upon resumption of arbitration proceedings
following cancellation of an Arbitration Tribunal decision and
upon commencement of mediation proceedings in the course of arbitration
proceedings. In cases where the value of claim cannot be determined
and in cases involving non-pecuniary claims, a registration fee
shall be charged in an amount of PLN 800.00 in arbitration proceedings
and in an amount of PLN 400.00 in mediation proceedings and in
expertise proceedings. In cases involving both pecuniary and non-pecuniary
claims and claims whose value cannot be determined in arbitration,
mediation and expertise proceedings, only one registration fee
shall be charged.
4. A proportional fee shall be
charged in cases involving pecuniary claims in arbitration, mediation
proceedings and expertise proceedings in proportion to the value
of claim determined:
a) in arbitration proceedings:
- If a value of claim does not exceed PLN 100,000.00 – 5%, but
no less than PLN 3,000.00.
- If a value of claim is PLN 100,001.00-1,000,000.00 – 4%, but
no less than PLN 24,000.00.
- If a value of claim is PLN 1,000,001.00-5,000,000.00 – 3%, but
no less than PLN 48,000.00.
- If a value of claim exceeds 5,000,001.00 – 2%, but no less than
PLN 96,000.00.
b) In mediation proceedings a proportional fee
shall be charged in an amount of 40% of the same fee in arbitration
proceedings and in an amount of 35% of that fee upon commencement
of arbitration proceedings whose purpose is to approve a settlement.
Where mediation proceedings are commenced in the course of arbitration
proceedings, no separate fee shall be charged for the approval
of a settlement concluded with the participation of a mediator.
c) in expertise proceedings:
- If a value of claim does not exceed PLN 100,000.00 – 5%, but
no less than PLN 4,000.00.
- If a value of claim is 100,001.00-500,000.00 – 4%, but no less
than PLN 8,000.00.
- If a value of claim is PLN 500,001.00-1,000,000.00 – 3%, but
no less than PLN 16,000.00.
- If a value of claim is PLN 1,000,001.00-5,000,000.00 – 2%, but
no less than PLN 24,000.00.
- If a value of claim exceeds PLN 5,000,001.00 – 0.5%, but no
less than PLN 28,000.00.
5. In arbitration proceedings involving pecuniary
claims, 50% of the proportional fee shall be charged in cases
heard by a one-person panel and 75% of the proportional fee in
cases heard by a two-person panel. The proportional fee shall
be multiplied by 1.5, if the case is heard by 4 arbiters, by 2,
if the case is heard by 5 arbiters, 2.5, if the case is heard
by 6 arbiters, and by 3, if the case is heard by 7 arbiters.
6. In expertise proceedings, the proportional
fee shall be multiplied by the number of experts appointed. If
an application is made for the appointment of an expert from the
List by a party in the arbitration proceedings or the Presiding
Panel, the proportional fee shall be reduced by 20%. No proportional
or fixed fee shall be charged on the greater number of experts,
if an expert appointed in accordance with the applicable procedure
has appointed an additional expert or experts.
7. In arbitration proceedings the proportional
fee shall be charged in full to the Plaintiff (raising the original
or counter-claim) and to the Defendant raising a set-off defence,
and, in addition, in 50% to the party applying for notification
of the proceedings to each third party with a request to join
the proceedings in support of one of the parties.
8. If an action in arbitration proceedings concerns
claims against more than one person, such claims shall be treated
for the purpose of fee determination as having been raised in
separate actions, unless the liability of the Defendants is joint
and several.
9. A fixed fee shall be charged
in cases where the value of claim cannot be determined and in
cases involving non-pecuniary claims in arbitration and expertise
proceedings in an amount of PLN 1,000.00-10,000.00, and in mediation
proceedings in an amount of PLN 500.00-5,000.00. In cases involving
both pecuniary and non-pecuniary claims and claims whose value
cannot be determined in arbitration, mediation proceedings and
expertise proceedings, fees shall be charged separately for each
type of claim.
10. A fixed fee shall also be charged in an amount
of PLN 500.00 for an application for public announcement of failure
to perform an Arbitration Tribunal decision.
11. An administrative fee shall
be charged for issuing a transcript or photocopy from case files
in arbitration, mediation proceedings and expertise proceedings.
An administrative fee shall be PLN 6 per page for a transcript
and PLN 2 per page for a photocopy. A transcript shall bear a
stamp of the Arbitration Tribunal and shall be signed by the Tribunal
Clerk or a person authorised by the Tribunal Clerk.
12. Deposits for expenses, such
as, for instance, fees for experts and translators, costs of keeping,
publication of the decision, travel, tests or daily allowances
for arbiters, mediators and experts, shall be required from the
party who caused the act related to such expenses to be performed
in arbitration and expertise proceedings. No deposit shall be
required in mediation proceedings, save to the extent that it
relates to expenses necessary for the approval of a settlement.
In arbitration proceedings, where an act is performed ex officio,
the Presiding Panel of the Arbitration Tribunal shall make a decision
as to which party is obligated to pay a deposit for a given expense.
In the event of failure to pay the deposit, the Arbitration Tribunal
shall omit an act whereby such expenses are incurred. In expertise
proceedings, in the event of a party’s failure to pay the deposit
within the period specified by an expert, he may limit the scope
of his opinion.
13. The Arbitration Tribunal, mediator or expert
may refuse to consider an application for the performance of an
act, if the relevant fee or deposit has not been paid.
14. Any return of fees charged
in proceedings before an Arbitration Tribunal may only take place
in expressly specified circumstances. In arbitration proceedings,
where an action is withdrawn before a statement of claim is sent
to the other party, the proceedings are cancelled by the Presiding
Panel on the basis that the case is outside the jurisdiction of
the Arbitration Tribunal, or a settlement has been concluded before
the Arbitration Tribunal in arbitration proceedings within 2 months
from the date of commencement of the proceedings, the party shall
be returned 50% of the proportional fee and fixed fee. In mediation
proceedings, where a settlement has not been concluded or approved
with the participation of the mediator, the party shall be returned
50% of the proportional fee and fixed fee charged in the mediation
proceedings. In expertise proceedings, where an expert opinion
cannot be issued in accordance with relevant standards due to
lack of cooperation from the party or parties applying for the
opinion or an expert opinion has not been prepared due to the
applicant’s failure to pay any outstanding fees following verification
of the value of claim in accordance with the Regulations, the
party shall be returned 50% of the proportional fee and fixed
fee charged.
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